Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dillon Horace WeitkampJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-04-2019
Anthony Louis RipamontiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-02-2019
Brian Joseph CostelloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2019
Charles Cameron Clark Birse VJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Zachary Richard HernandezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Jake Dillon FortenberryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-08-2019
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Matthew Kristoffer JanesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Tamari MaisuradzeJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
David Joseph VieraJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Craig Henry BuchholzJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-25-2019
Ryan Joseph WeberJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2019
Daniel Joseph SolomonJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-02-2019
Bianca Emerentia HeldermanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Richard Albert D'AndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
David L Spence Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2019
Nicholas Scott GelderJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-11-2019
Jose Manuel Mon CastilloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-27-2019
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Mandell A SmithJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2019
Michael Jason TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Joshua Lee BoyettJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-29-2018
Travis Michael NeumannJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.