Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
John Gaspar Gatewood | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $10 | 11-22-2019 |
Patrick C Gibbons | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $50 | 11-19-2019 |
Benjamin Adam Whitacre | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 11-18-2019 |
Kevin M Gattie | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 11-18-2019 |
Anthony J. Poe | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 08-15-2019 |
Anthony J. Poe | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 08-15-2019 |
Anthony J. Poe | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 08-15-2019 |
Rick Lawrence Scheeler | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 08-07-2019 |
Eric Brian Waggoner | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $50 | 07-01-2019 |
John Greer Jr. | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $100 | 06-11-2019 |
Trevor Sean Graham | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 03-25-2019 |
Shaun M Feldeisen | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $10 | 02-15-2019 |
David Constantine Fortosis Jr. | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 01-22-2019 |
John Joseph Horrigan | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $25 | 01-11-2019 |
Samuel B. Urso III | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 11-20-2018 |
Tiffany Lea Soricelli | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 09-12-2018 |
Mark T. Eckell | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 08-29-2018 |
Curt Brian Magurean | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 04-04-2018 |
Henry Victor Millner III | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 12-18-2017 |
Zachary Louis Mattos | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 05-31-2017 |
Kyle Wayne Johnston | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | $10 | 12-13-2016 |
Jacob M. Zuniga | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 11-15-2016 |
Michael Ryan Laatsch | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 07-15-2016 |
Anselveno Chino Gutierrez | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 05-13-2016 |
Zachary H. Hull | LPL Financial LLC | Northwestern Mutual Investment Services, LLC | — | 02-08-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.