Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael DelaneyMorgan StanleyNorthwestern Mutual Investment Services, LLC10-19-2009
Brian D. FreyMorgan StanleyNorthwestern Mutual Investment Services, LLC03-02-2010
Thomas Henry GersonMorgan StanleyNorthwestern Mutual Investment Services, LLC05-13-2010
Hugh Washington Brown Jr.Morgan StanleyNorthwestern Mutual Investment Services, LLC$1011-15-2010
Aaron Mcmichael BriggsMorgan StanleyNorthwestern Mutual Investment Services, LLC05-17-2011
Ian J ButlerMorgan StanleyNorthwestern Mutual Investment Services, LLC05-31-2011
Tyson Afa SmithMorgan StanleyNorthwestern Mutual Investment Services, LLC$5012-01-2011
Gage Chambers DavidsonMorgan StanleyNorthwestern Mutual Investment Services, LLC01-23-2012
Patrick Thomas SullivanMorgan StanleyNorthwestern Mutual Investment Services, LLC10-11-2012
Daniel A. ToffoloMorgan StanleyNorthwestern Mutual Investment Services, LLC12-10-2012
Christopher Daniel MasonMorgan StanleyNorthwestern Mutual Investment Services, LLC01-02-2013
Joseph Craig CohenMorgan StanleyNorthwestern Mutual Investment Services, LLC01-14-2013
Stephen Wesley TalbertMorgan StanleyNorthwestern Mutual Investment Services, LLC02-28-2013
Kelly Anne BeldenMorgan StanleyNorthwestern Mutual Investment Services, LLC05-13-2013
Pamela Ruiz TalamantezMorgan StanleyNorthwestern Mutual Investment Services, LLC07-15-2013
Monica G. Trinidad LuiMorgan StanleyNorthwestern Mutual Investment Services, LLC08-06-2013
Matthew Borzani LichtensteinMorgan StanleyNorthwestern Mutual Investment Services, LLC11-01-2013
Andrew Daniel BeasonMorgan StanleyNorthwestern Mutual Investment Services, LLC11-26-2013
Karim E MadmouneMorgan StanleyNorthwestern Mutual Investment Services, LLC12-04-2013
Becky Joy DevriesMorgan StanleyNorthwestern Mutual Investment Services, LLC05-07-2014
Amanda Zoe ColemanMorgan StanleyNorthwestern Mutual Investment Services, LLC05-30-2014
Stacy A KupskyMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2014
Justin M. AnthonyMorgan StanleyNorthwestern Mutual Investment Services, LLC01-01-2015
Kyle Nathan WolseleyMorgan StanleyNorthwestern Mutual Investment Services, LLC01-05-2015
Eric M. LeavenMorgan StanleyNorthwestern Mutual Investment Services, LLC09-09-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.