Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malinda Starr SappPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-29-2019
Timothy Jerald PearcePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-22-2019
Eric Wallis FentonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-30-2019
Marcus Daniel DevitoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-05-2018
Kyle R. CutlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2018
Terry Delando Scipio IIPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-24-2018
Michael Clay MarkertPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-18-2018
David Jonathan RathPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-13-2018
Chihyu Jerry HsuPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2018
Roy Justin ChandlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2018
Marcia Arcira GomezPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC11-22-2017
Sarah Garvey SeatonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-24-2017
Jose A RiveraPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-20-2017
Jonathan David SheldonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-19-2017
Ahmmad AttiehPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-07-2017
Kurtis W MuellerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-25-2017
Seth David HolzwarthPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-10-2017
Michele Yvette RobinsonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-01-2016
Viral Hasubhai ChokshiPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-18-2016
Christopher Todd LincolnPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-08-2016
Hasan Yadullah Ross-ElPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-02-2016
Vincent S. MoisoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-17-2015
Cameron Michael ShankPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-03-2015
Thomas A. Freeman Jr.Park Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-01-2015
Keith Brian KronenPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-19-2015
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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