Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bates Pugh Jr.Allstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC08-09-2019
Tyler David VannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2019
Patrick Allen WernerM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC04-15-2019
Tyler Simpson CampMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-05-2019
Marcus Alan HumeBCR Wealth StrategiesNorthwestern Mutual Investment Services, LLC08-29-2018
Evan S BrooksRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC07-09-2018
Jason Alton ColeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-21-2018
Robert Keith GlassWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-15-2017
David Paul WaltaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2017
Trenton L. GeringerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1008-31-2017
Joshua L. BakerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-15-2017
Amanda Hadley HarrelsonSummit Financial Group IncNorthwestern Mutual Investment Services, LLC$2503-08-2017
Alexander Williamson Jones IIIFNBB Capital Markets, LLCNorthwestern Mutual Investment Services, LLC02-21-2017
William C. BeatrousMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-09-2017
John Patrick WeinackerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2016
Stacy Elaine Miller-JacksonPNC InvestmentsNorthwestern Mutual Investment Services, LLC$2502-25-2016
Ryan Leslie SchumannRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC11-04-2015
John Harrison AbbottMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
Angela Sayler KillingsworthWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Matthew Jeffrey HopeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-29-2014
Lawrence Abraham Crisp IIIPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$1003-10-2014
Lance Stephen HeislerLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-07-2014
Richard Trace AlexanderNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-29-2013
Clay Rogers CallawayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-08-2013
Michael Jason NickoliMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.