Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC$108-09-2018
Diego KapelusznikMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-04-2018
Brian Adam BoydBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Ryan Kirk TriplettBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Michael Brandon MuirFisher InvestmentsNorthwestern Mutual Investment Services, LLC05-03-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$5002-21-2018
Alan M SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1001-19-2018
Jeffrey Eugene EdwardsAtlas Financial Planning, LLCNorthwestern Mutual Investment Services, LLC01-03-2018
Paul Martin GlowienkePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$1001-02-2018
Henry Davis HerrillLido Advisors, LLCNorthwestern Mutual Investment Services, LLC12-13-2017
Irana GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-10-2017
David Gerald SternPruco Securities, LLC.Northwestern Mutual Investment Services, LLC10-04-2017
Ivy Han NguyenMorgan StanleyNorthwestern Mutual Investment Services, LLC$109-29-2017
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Jared Millard Joseph SkinnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-25-2017
Marc CourlandStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC08-22-2017
Chris DillonMorgan StanleyNorthwestern Mutual Investment Services, LLC07-10-2017
Lea L. Wiviott BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC07-05-2017
Marc Alexander BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC06-06-2017
Lisa AubelNavy Federal Brokerage Services, LLCNorthwestern Mutual Investment Services, LLC06-01-2017
Zachary Louis MattosLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-31-2017
Lindsey Patricia StrandDunham & Associates Investment Counsel, Inc.Northwestern Mutual Investment Services, LLC05-25-2017
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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