Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew N WallenAdvicePeriod, LLCNorthwestern Mutual Investment Services, LLC08-26-2020
Kristin Bonita SmithAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC$1,00006-13-2016
Hrachya DavtyanArgosy Wealth ManagementNorthwestern Mutual Investment Services, LLC06-03-2019
Jeffrey Eugene EdwardsAtlas Financial Planning, LLCNorthwestern Mutual Investment Services, LLC01-03-2018
Lea L Wiviott BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC07-05-2017
Marc A BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC06-06-2017
Brian Adam BoydBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Ryan Kirk TriplettBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Henry Luong HoangBright Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2019
David Thomas HinesCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC12-08-2014
Jason Allen MeinerdingCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC06-06-2011
David Devi HuCharlesworth & Rugg, Inc.Northwestern Mutual Investment Services, LLC05-09-2019
Robert Nicholas LakosilCity National Securities, Inc.Northwestern Mutual Investment Services, LLC09-29-2016
Warren DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$8506-18-2020
Adam Spiegelman Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$35002-21-2018
Warren Stone DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2506-18-2020
Rachael G StandaertCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-18-2020
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Kyle William Stits ICooper Capital GroupNorthwestern Mutual Investment Services, LLC01-30-2020
Parker R JohnsonCooper Capital GroupNorthwestern Mutual Investment Services, LLC01-15-2020
Brock Allan McneffCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC10-17-2018
Nathan Bryan WileyD.A. Davidson & Co.Northwestern Mutual Investment Services, LLC07-09-2018
John Adam RadichEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Jorge MoraFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC08-19-2019
Jeremy Michael ConnallyFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC04-05-2013
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.