Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Todd KaaneheAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-19-2014
Kristin Bonita SmithAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10006-13-2016
Erica Eileen LamountainAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-24-2014
Andrew Stephen HesterAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10009-27-2012
Eric C. AbrahamsonAmeritas Investment Corp.Northwestern Mutual Investment Services, LLC09-06-2018
Jeffrey Eugene EdwardsAtlas Financial Planning, LLCNorthwestern Mutual Investment Services, LLC01-03-2018
Lea L. Wiviott BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC07-05-2017
Marc A. BoracchiaBoracchia Wiviott Wealth Partners LLCNorthwestern Mutual Investment Services, LLC06-06-2017
Brian Adam BoydBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Ryan Kirk TriplettBoyd Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Henry Luong HoangBright Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2019
Karin Louise WrasmanCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC05-20-2013
Edcelyn Nuqui PujolCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC10-08-2012
Kayleigh Suzanne HornCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC05-07-2012
Daniel Alexander FloresCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC08-16-2016
Anthony Michael OkeefeCetera Advisors LLCNorthwestern Mutual Investment Services, LLC10-02-2015
David Devi HuCharlesworth & Rugg, Inc.Northwestern Mutual Investment Services, LLC05-09-2019
Bret Homer BlackChase Investment Services Corp.Northwestern Mutual Investment Services, LLC11-29-2010
Michael Anthony FisherChase Investment Services Corp.Northwestern Mutual Investment Services, LLC11-01-2010
James R PucciniChase Investment Services Corp.Northwestern Mutual Investment Services, LLC05-17-2010
Brentley M WarrenChase Investment Services Corp.Northwestern Mutual Investment Services, LLC03-22-2010
Robert Nicholas LakosilCity National Securities, Inc.Northwestern Mutual Investment Services, LLC$50009-29-2016
Adam Jason IzaacCity National Securities, Inc.Northwestern Mutual Investment Services, LLC$10002-03-2014
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Julie Lynn BrimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$10002-21-2018
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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