Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Michael WilkinsonAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
Timothy William MoffittAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2014
Edward Jason SnobleBMO Harris Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC07-21-2014
Han GuCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC04-17-2018
Michael John MitalCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC10-09-2013
Ronald Andrew HuismanCFD Investments, Inc.Northwestern Mutual Investment Services, LLC01-07-2016
James Miguel VallartaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC05-13-2019
Ashley M DinglerCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC09-02-2009
Amy Lynn PodziusChase Investment Services Corp.Northwestern Mutual Investment Services, LLC02-01-2010
Sarah Elizabeth PierceCreative PlanningNorthwestern Mutual Investment Services, LLC04-18-2018
Carlos R. PonceCredit Suisse Securities (USA) LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Deneen Marie SzczechFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Daniel Frank JeneroFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-19-2011
Michael Scott BloomFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC$5002-04-2013
John Edward ConnorFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC02-23-2011
Corey Robert WishniaForesters Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2019
Blake Woodward NystromGoldman Sachs & Co.Northwestern Mutual Investment Services, LLC01-01-2014
Stephen G RathbunHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC03-29-2017
David ChittaroHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC02-13-2017
James BarrettJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-15-2018
John McGuinnessJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-12-2017
Andrew McCorryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-13-2017
Ryan Francis Xavier KeenanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-20-2017
Mabel RamirezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-14-2016
Thomas Jon PiazziJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.