Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Marie PasswaterWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
William P. Marshall Jr.Wells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2014
Daniel Keith StorkWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-18-2013
Christopher John McCarthyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC02-24-2013
Chad Michael OpelVisionary Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC$1004-23-2014
Kenneth James Depaola IIIValMark Securities, Inc.Northwestern Mutual Investment Services, LLC08-29-2016
Kenneth J. MitchellVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-25-2019
Terra A. JahnsVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC12-07-2015
Jimmy Nicolas ValleVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC09-25-2014
Ryan G. SchofieldVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC07-29-2014
David Jared OulveyVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC04-03-2014
Patrick J. JoyceThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC01-23-2020
Daniel Joseph StudebakerThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC12-18-2018
Jeffrey Christopher George GentesTD Ameritrade, Inc.Northwestern Mutual Investment Services, LLC04-30-2016
Peter Timothy UihleinTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC06-02-2017
Lidija GjorgjievskaTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC08-18-2014
James Patrick BrorbySteele Capital Management, Inc.Northwestern Mutual Investment Services, LLC06-24-2015
Melanie Wynne AndersonSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$5001-29-2010
Holly J AlthofSecurities America, Inc.Northwestern Mutual Investment Services, LLC07-11-2014
David Allen Bailey IIScottrade, Inc.Northwestern Mutual Investment Services, LLC02-07-2017
Donovan J. SanchezSavant Capital ManagementNorthwestern Mutual Investment Services, LLC01-10-2018
Christopher Gregory KirbyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-27-2012
Morgan Patrick McHalePruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-22-2018
Eric Leonardo RodriguezPNC InvestmentsNorthwestern Mutual Investment Services, LLC11-15-2017
Timothy Jerald PearcePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-22-2019
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.