Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Everett SpurlockThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC01-21-2020
Michael Thomas ScottNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC12-19-2019
Mathew Alan KooleJ. Hagan Capital, Inc.Northwestern Mutual Investment Services, LLC12-19-2019
Kaiz L FreemanFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Michael Gregory PanterW&S Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC12-02-2019
Dylan Ray BrooksLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-05-2019
Danielle M WilcoxKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Brandon Wayne BraboySecurities America, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
Mark T. EckellLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Christi KaiserBankers Life Advisory Services, Inc.Northwestern Mutual Investment Services, LLC12-09-2016
Johnathan R. BickettNationwide Securities, LLCNorthwestern Mutual Investment Services, LLC02-09-2016
Garrett Wade SmithParkland Securities, LLCNorthwestern Mutual Investment Services, LLC02-02-2016
Christopher Robert GreenlandFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-18-2015
Jacob Jeffrey WalkerStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC11-13-2015
Andrew Peckham SatorninoJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-28-2015
Jonathan Andrew DanielsMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-22-2015
James Lawrence Ivey IIIJ.J.B. Hilliard, W.L. Lyons, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Weston Blake DurrantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Jeanna M. PendletonJ.J.B. Hilliard, W.L. Lyons, LLCNorthwestern Mutual Investment Services, LLC01-05-2015
Daniel B WrenneWrenne Financial Planning LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Jeremy Eric LuseJ.J.B. Hilliard, W.L. Lyons, LLCNorthwestern Mutual Investment Services, LLC03-18-2013

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.