Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine G DetittaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC07-02-2020
James Franklin Adair IiiLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Julian FairchildLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Cody W HobelmannLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Michael Luther UnderwoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Jacob Thomas MillerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-27-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
Noah WrightVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-18-2019
Michael Steven Miller IICharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC02-05-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Kenneth M PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Mary Ellen HammondLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Cindy Lynn AshAvantax Investment Services, Inc.Northwestern Mutual Investment Services, LLC10-04-2018
Michael Philip FerrisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2018
Brian Lee SlagleLombard Securities IncorporatedNorthwestern Mutual Investment Services, LLC11-02-2017
Folasade F AkingbadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-11-2017
Michael Anthony RufoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-04-2016
Reed Anthony SalonyLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC10-15-2015
Ravenna Diane DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Douglas D StockmanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.