Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Thomas Martin KukesSignator Investors, Inc.Northwestern Mutual Investment Services, LLC03-23-2010
Anthony Phillip LambertE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC03-07-2011
Daniel James WaskiewiczOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC08-02-2011
Bruce David HinshawAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2011
Laura Christine RandallCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-14-2012
Brendan Clune WalshM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC09-19-2012
Blake Ford CurdyJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2012
Todd E. HolquistLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-08-2012
Alexander S. MacgregorPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-04-2013
Brian P UrbancicINVEST Financial CorporationNorthwestern Mutual Investment Services, LLC03-01-2013
Barton Jay SteindlerAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-01-2013
Michael Christopher NordmannINVEST Financial CorporationNorthwestern Mutual Investment Services, LLC01-24-2014
Jerry Allen SchutteAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC$5006-06-2014
Mark Michael FryeWaddell & ReedNorthwestern Mutual Investment Services, LLC02-24-2015
Andrew J. BrunnerState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC03-02-2015
Bradley J. HunterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2015
Brian Scott DudaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5006-24-2015
Brian Thomas SharrowMutual of America Securities LLCNorthwestern Mutual Investment Services, LLC06-24-2015
Derrel Calvin KentJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-20-2015
Noah Allan FerrioCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC08-25-2015
James Gregory MickensEdward JonesNorthwestern Mutual Investment Services, LLC09-02-2015
Jason Robert SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-25-2015
Gary Carmon Holvick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2015
Aaron L ParchemComerica SecuritiesNorthwestern Mutual Investment Services, LLC11-30-2015
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.