Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Lorraine NoelAccess Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-13-2014
Andrew Richard HawkinsAIS PlanningNorthwestern Mutual Investment Services, LLC07-01-2012
Jenny Lee FranzenAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-16-2018
Mack Patrick Shaughnessy FarleyAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-25-2018
Paul B SpencerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-15-2016
Luke Terence MeierAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-28-2015
Kyle Christopher LaubeAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-17-2015
Michael J SchumacherAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-21-2015
Patricia May HajjarAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-24-2015
Jeffrey Allan ClarkAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-07-2012
Rebecca Erin OelrichBerganKDV Wealth Management, LLCNorthwestern Mutual Investment Services, LLC12-05-2014
Sean Patrick BarrettCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-28-2018
Christopher J. HaslingCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-11-2014
Christopher Albert WietheCliftonLarsonAllen Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC11-09-2018
Tiffany Marie TomassoniCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-02-2018
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Derrick William MackenFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC07-12-2014
Julie Ann BetchwarsFintegra, LLCNorthwestern Mutual Investment Services, LLC$50006-20-2011
Corey David PedersonGardner Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10008-31-2015
Katherine Marie Antionette SchneewindHigh Note Wealth, LLCNorthwestern Mutual Investment Services, LLC11-20-2019
Michael Wayne Forrester Jr.High Note Wealth, LLCNorthwestern Mutual Investment Services, LLC11-06-2019
Eric Christopher LueneburgInvestors Capital Corp.Northwestern Mutual Investment Services, LLC07-21-2014
Chad D. DuppongISC Financial AdvisorsNorthwestern Mutual Investment Services, LLC09-21-2016
Matthew Kristoffer JanesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Sara Allison NorellKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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