Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Oliver SolomonUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Julie Ann BetchwarsFintegra, LLCNorthwestern Mutual Investment Services, LLC$50006-20-2011
Jason Thomas WahlbergNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC08-23-2011
Ryan J BotnerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10005-29-2012
Derek Jay DregeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-20-2012
Andrew Richard HawkinsAIS PlanningNorthwestern Mutual Investment Services, LLC07-01-2012
Jeffrey Allan ClarkAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-07-2012
Annette Kay ThompsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-09-2012
Gerald Lester Asplund Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10012-17-2012
Cort Carl LundeenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-15-2013
Sahand ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-21-2013
Ernest Allen DraperPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$10002-28-2013
Sarah Ruth ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2013
David M SayersValMark Securities, Inc.Northwestern Mutual Investment Services, LLC03-06-2013
Shawn Michael GrayRBC Capital Markets, LLCNorthwestern Mutual Investment Services, LLC$50006-12-2013
Martin James McAlpinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Mitchel Glen MillessLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-18-2013
Scott Allen WolfPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$15007-29-2013
Mark Patrick BoothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$25008-21-2013
Elliot Carl Edward RisbrudtThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC10-03-2013
Elyse Annette Dornhecker JensenKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-10-2013
Jeremiah Joel SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2013
Charles Stephen CapozzoliVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-30-2013
Ali Seyed SeifiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-06-2013
Richard Brian RiceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2014
Next Page »

Showing 1 to 25 of 85 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.