Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew J ShuldheiszLarson Financial Securities, LLCNorthwestern Mutual Investment Services, LLC06-25-2020
Leonard A ToccoEdward JonesNorthwestern Mutual Investment Services, LLC03-26-2020
Matthew D ManiesMoneta Group Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC01-09-2020
Jeffrey Thomas BoneAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-19-2019
Nina Marie PentinoLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-23-2019
John Gaspar GatewoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron C TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Christina Nicole ShockleyLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Daniel James GoeddelLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Ethan Wyman BowersU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC11-07-2019
Adrian Noel RaneyMutual of Omaha Investor Services, Inc.Northwestern Mutual Investment Services, LLC04-18-2019
Trevor Sean GrahamLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-25-2019
Cheryl Baxter FrazierPNC InvestmentsNorthwestern Mutual Investment Services, LLC03-14-2019
Ryan Christopher MillerMutual of Omaha Investor Services, Inc.Northwestern Mutual Investment Services, LLC01-25-2019
Vijay BrahmbhattCommerce Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-19-2018
Blake Joseph RobbinsEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
Marisa Ann GriggsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-30-2018
Amanda Elizabeth SchmidtMoneta Group Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC09-12-2017
Janet S WhitleyTriad Advisors LLCNorthwestern Mutual Investment Services, LLC07-10-2017
Christopher NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
Jonathan SojkaEdward JonesNorthwestern Mutual Investment Services, LLC06-19-2017
Sarah Ann LordEdward JonesNorthwestern Mutual Investment Services, LLC11-17-2016
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Joe DiasEdward JonesNorthwestern Mutual Investment Services, LLC08-24-2016
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.