Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Lee GornyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2015
Benjamin Douglas HadleyAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC11-15-2017
Benjamin Jacob UysmithAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-21-2014
Megan Laura Wallace HeathcoteAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC08-15-2013
Max Berman WeinbergBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2014
Evan W. SterlingBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC$102-11-2014
John W. DunnBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC03-12-2013
Isaac Octavious LewisBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC08-03-2009
Todd Matthew BaileyCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-04-2013
Michael Alan HargroveCapFinancial Securities, LLC.Northwestern Mutual Investment Services, LLC$15002-05-2016
Clayton L. MatthewsCapFinancial Securities, LLC.Northwestern Mutual Investment Services, LLC09-30-2014
Ewelina Anna CaplapCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-14-2015
Tracy Lynn DixonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC05-31-2017
Bryan Charles PollockLincoln Financial Securities CorporationNorthwestern Mutual Investment Services, LLC03-24-2017
Michelle Jenkins McNamaraLincoln InvestmentNorthwestern Mutual Investment Services, LLC09-09-2013
William Brandon JamesLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-23-2020
Zachary H. HullLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-08-2016
Brad UrbanLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-31-2012
Joseph Nicholas Grabar IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC$2511-30-2011
Christopher Fraser IrvinM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC08-28-2015
Christina Elise AckerM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC03-16-2015
Cleo KontoulasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-21-2020
Chelsea Nicole SmithMetLife Securities Inc.Northwestern Mutual Investment Services, LLC04-08-2015
Karl Justin StuppnigMetLife Securities Inc.Northwestern Mutual Investment Services, LLC$1002-06-2012
Geoffrey G McLawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.