Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Martin Trauth IIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2009
James Lawrence Todd Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-02-2009
Ellen Rosaschi LinaresMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2009
Isaac Octavious LewisBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC08-03-2009
James Walter Mannix IVMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-15-2010
Ryan S. CopleyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$1011-14-2011
Joseph Nicholas Grabar IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC$2511-30-2011
Karl Justin StuppnigMetLife Securities Inc.Northwestern Mutual Investment Services, LLC$1002-06-2012
Marion Terrell Foxworth Jr.ProEquities, Inc.Northwestern Mutual Investment Services, LLC05-14-2012
Brad UrbanLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-31-2012
John W. DunnBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC03-12-2013
Jerod Daniel AllenWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-12-2013
Todd Matthew BaileyCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-04-2013
Colin Leander BranchPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-19-2013
Megan Laura Wallace HeathcoteAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC08-15-2013
Renee Walsh SimpsonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-04-2013
Michelle Jenkins McNamaraLincoln InvestmentNorthwestern Mutual Investment Services, LLC09-09-2013
Dennis Kevin KingsleyPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC11-11-2013
Timothy Nelson HuntPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-03-2013
Jermile Amber BattenVanguard Marketing CorporationNorthwestern Mutual Investment Services, LLC02-06-2014
Evan W. SterlingBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC$102-11-2014
John R. Callaway Jr.PNC InvestmentsNorthwestern Mutual Investment Services, LLC02-25-2014
Benjamin Jacob UysmithAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-21-2014
Patricia Gail HoffmannTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC07-17-2014
Joseph M. MilanoSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC$2508-25-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.