Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alexander DavisAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-22-2013
Karin Audra WesselAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2013
James Uriel MarreroAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC08-10-2012
Robert Joseph SavinoAmerican Securities Group, Inc.Northwestern Mutual Investment Services, LLC$10006-17-2009
Robert Nicholas KorzikAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC$2510-06-2011
James M KorzikAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-06-2011
Gregory Gerard CooperAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC02-21-2012
Matthew Kieran ByrneCetera Advisors LLCNorthwestern Mutual Investment Services, LLC08-07-2014
Ryan M. EvansCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-04-2017
James Hamilton Sedam Jr.Commonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2504-03-2017
Michael J SedamCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
James A EhretCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
Thomas D. TeelFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Rowland Pitogo PepitoFinancial Life Focus, LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Matthew Tyler MonahanGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-28-2019
James Christopher CantelaHennion & Walsh, Inc.Northwestern Mutual Investment Services, LLC06-30-2016
Christopher C. SpencerHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-13-2014
David E. SuttonHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC06-07-2013
Azeez NamaziHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC01-27-2012
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Johnathan Robert SchwickrathJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-29-2018
Lyle Gordon WeintraubLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10003-09-2020
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Next Page »

Showing 1 to 25 of 111 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.