Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karin Audra WesselAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2013
Matthew Kieran ByrneCetera Advisors LLCNorthwestern Mutual Investment Services, LLC08-07-2014
Michael John MitalCetera Financial Specialists LLCNorthwestern Mutual Investment Services, LLC10-09-2013
Ryan Michael EvansCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-04-2017
Luca Andrea CarlinoE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC03-09-2020
Gregory Gerard CooperEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC02-21-2012
Thomas David Teel JrFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-28-2015
Matthew Tyler MonahanGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-28-2019
Christopher C SpencerHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-13-2014
Azeez NamaziHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$5001-27-2012
Christian DuncanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-10-2020
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Johnathan Robert SchwickrathJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-29-2018
Scott D Schwartz Andy SchwartzLPL Financial LLCNorthwestern Mutual Investment Services, LLC$3,00002-25-2015
Yousef Ali KhanLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Lyle Gordon WeintraubLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10003-09-2020
Jonathan GuerrieriLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-09-2015
Scott David SchwartzLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2015
Andy Mark SchwartzLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5002-25-2015
Christopher Joseph CellaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$4202-25-2015
John Reed FinneyLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5002-25-2015
John David Cooney JrLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10002-25-2015
Laurence Todd CelnikerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5002-25-2015
John Hume Voigt JrLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5002-25-2015
Michael John McKiernanLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5002-25-2015
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.