Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew N WallenAdvicePeriod, LLCNorthwestern Mutual Investment Services, LLC08-26-2020
Matthew N WallenAdvicePeriod, LLCNorthwestern Mutual Investment Services, LLC08-26-2020
Jonathan Zachary AndrewsAegis Capital Corp.Northwestern Mutual Investment Services, LLC09-30-2015
Daniel Edward DalinAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2016
Alex Robert JohnsonAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2016
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Jonathan Lee RothAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-30-2015
Daniel R. FigueiredoAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-12-2019
Evan Mikel EiningerAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2017
Kerri Ann PalermoAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2017
Lauren Catherine McNeillAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-24-2015
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Dylan Jacob LambertAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-16-2020
Wayne M. Cook IIAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
William J ScottiAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-12-2018
Matthew James AboldCadaret, Grant & Co., Inc.Northwestern Mutual Investment Services, LLC06-18-2019
Dana M Calcagno-WilkinsCadaret, Grant & Co., Inc.Northwestern Mutual Investment Services, LLC08-31-2009
John Thomas LafataCapital One Investing, LLCNorthwestern Mutual Investment Services, LLC08-19-2015
Daniel Ulrich WisemanChase Investment Services Corp.Northwestern Mutual Investment Services, LLC10-31-2011
Cyron Wayne HamerChase Investment Services Corp.Northwestern Mutual Investment Services, LLC$2511-01-2010
Jill Elizabeth GerhardtCitigroup Global Markets Inc.Northwestern Mutual Investment Services, LLC05-01-2015
Ryan Thomas SklenkaCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC02-04-2020
Jeffrey A. SaranCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-10-2019
Paul James RubackaCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC04-26-2013
Cameron Dylan EvansDeutsche Bank Securities Inc.Northwestern Mutual Investment Services, LLC06-26-2014
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Showing 1 to 25 of 226 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.