Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
William J ScottiAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-12-2018
Peter Jacob Schmidt Jr.Farmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC10-20-2016
Laurie A TurneyGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-27-2014
Kyle Patrick McDonoughJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Miranda L. TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-02-2016
John Paul VerdiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-22-2014
Joseph Michael ColasantiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-02-2013
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Michael Charles AnielloLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-02-2015
Christopher A LiguoriLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Theodore BrakatselosLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-08-2012
Walter G CasagrandeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-07-2018
Kyle Christopher GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-15-2018
Steven NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-06-2018
Sam Hastings GrossoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-30-2017
Matthew Neil StoteMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-16-2017
David Tyler GingerellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-01-2016
Keith SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$1009-08-2015
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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