Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James PfanstielHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$2503-25-2019
William George Borchert Jr.J. Alden Associates, Inc.Northwestern Mutual Investment Services, LLC12-14-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Stephen Dennis GephartEquity Services, Inc.Northwestern Mutual Investment Services, LLC02-27-2018
Kevin Clark HuntingtonMorgan StanleyNorthwestern Mutual Investment Services, LLC09-28-2017
William Cullen StephensonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2017
Conor MckenzieJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-01-2017
Andrew Hirsch LeyensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$107-03-2017
Timothy Michael JankeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-09-2017
Samantha Jill LompadoSignator Investors, Inc.Northwestern Mutual Investment Services, LLC04-13-2017
Kevin P BiagasSignator Investors, Inc.Northwestern Mutual Investment Services, LLC04-03-2017
Jeremy Graham EdgeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2017
Jennifer E. RitterCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC01-03-2017
Jonathan Ray HottlePNC InvestmentsNorthwestern Mutual Investment Services, LLC12-12-2016
James Jonathon RamboAllegheny Investments, Ltd.Northwestern Mutual Investment Services, LLC08-18-2016
John Stephen LynchPNC InvestmentsNorthwestern Mutual Investment Services, LLC08-03-2016
Brandon William Krizo YapleMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-12-2015
Rory T SullivanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
John L SchrieverMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-25-2015
Armando Alberto OcandoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-14-2015
Mark Allen RichardsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Joel Douglas GilleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5006-12-2015
Michael William LarkoCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-01-2015
Brent Christopher SampeyPNC InvestmentsNorthwestern Mutual Investment Services, LLC$15005-11-2015
Matt HostetterMetLife Securities Inc.Northwestern Mutual Investment Services, LLC01-09-2015
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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