Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Daniel BrettellEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Thomas Christopher VirostekCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2508-13-2009
Francis Stephen ZorackiCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$10009-28-2011
Jeffrey Paul EmrichMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-14-2012
Seth Michael ScottMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-14-2012
Brett Douglas KovachMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1310-17-2012
Brette Alexandra HusarJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-05-2013
Lance Blaine BurgertEdward JonesNorthwestern Mutual Investment Services, LLC$15010-21-2013
Daniel Barrett RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-30-2013
Timothy Charles BoydState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC04-16-2014
Brian D FetscoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$28008-15-2014
Christopher Sean McmahonMcMahon Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC$15010-03-2014
Jesse D GoodallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-31-2015
Joel Douglas GilleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5006-12-2015
Jonathan Marshall BardMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-04-2015
Mark Allen RichardsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
John L SchrieverMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-25-2015
Rory T SullivanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
James Jonathan RamboAllegheny Investments, Ltd.Northwestern Mutual Investment Services, LLC08-18-2016
Christopher M LapianaNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$2511-18-2016
Jonathan Ray HottlePNC InvestmentsNorthwestern Mutual Investment Services, LLC12-12-2016
Michael Eugene ZirolliMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-27-2016
JEREMY Graham EDGEMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2017
Timothy Eugene WilcoxCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$1002-14-2017
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.