Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kasey Layne KingMutual of America Securities LLCNorthwestern Mutual Investment Services, LLC07-16-2020
Bryan Christopher ByrdMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2020
Zachary Scott BohannonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Matthew Allan PotterMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-01-2019
Daniel Jamal ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2019
Thomas LylesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Matthew SellEdward JonesNorthwestern Mutual Investment Services, LLC04-29-2019
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Whitney R GorhamVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2502-01-2018
Terra Dawn LeeRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC08-23-2017
James Tracy HackneyCypress Capital Advisors, LLCNorthwestern Mutual Investment Services, LLC08-04-2017
Carter Mitchell HamricCypress Capital Advisors, LLCNorthwestern Mutual Investment Services, LLC08-04-2017
Kathryn Lane ArthurMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-21-2017
Ralph Edward Thompson JrNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
Steven Bennett LebowitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2016
Andrew R AinsworthUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC02-12-2016
Jason Philip SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Sandra Elaine MyersLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2015
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
Daniel Brock HooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-20-2015
Corey A GarnerLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-16-2015
Grayson Arthur PruittTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2015
Seth Henson CrosbyVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC08-20-2014
Nathan S EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2406-23-2014
Ryan Walter RogalskiGoldman Sachs Personal Financial ManagementNorthwestern Mutual Investment Services, LLC02-19-2013
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.