Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barret L KolleGoss AdvisorsNorthwestern Mutual Investment Services, LLC09-01-2020
Margaret Ellie GibbonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-03-2020
Belema S. DyeghUSAA Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-23-2020
Chris Allen MessickRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$16803-03-2020
David Thomas PeacockRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$25003-03-2020
Matthew Corley SibleyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Alex M. TaylorRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Ashley N. HendersonLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-03-2020
Christopher John GuptillFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-30-2020
Daniel CarrollMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2020
Alexander Creighton Mcmanaman BridgesCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC12-26-2019
Kaili Aaron PurvianceKingstone Capital Partners Texas, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Justin Robert EhleCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Georgia Martin AdamsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Nicholas Patrick SanchezHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC10-22-2019
Zachary Richard HernandezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2019
Jake Dillon FortenberryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-08-2019
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Jonathan D. MathewsRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC06-21-2019
Wayne R WorthingtonSmith Anglin Financial, LLCNorthwestern Mutual Investment Services, LLC05-20-2019
Matthew S. WintersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2019
Collin Isaiah GrayVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
Joshua David HargroveInsight Wealth PartnersNorthwestern Mutual Investment Services, LLC10-17-2018
Cindy Lynn AshAvantax Investment Services, Inc.Northwestern Mutual Investment Services, LLC10-04-2018
Sandra Ann HillNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2018
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.