Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas LevertyAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Luke Edward KeeneAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Abby Lynn MeyersAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Joshua Q HawkinsAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Brianne Beth MosbachLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-02-2020
Justin Matthew RebmanAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2020
Alicia Brooke LantzU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC04-06-2020
Jessica Lynn MansavageAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2020
William WeberThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC12-19-2019
John L Veal JrNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC12-11-2019
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Robert James BaileyEdward JonesNorthwestern Mutual Investment Services, LLC10-02-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Marie A N McfarlandRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-24-2019
Thomas J KiernanAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-08-2019
James Fleurimond JrJ.W. Cole Financial, Inc.Northwestern Mutual Investment Services, LLC12-05-2018
Kevin Daniel HarringtonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Malorie G MarquezPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC$10009-06-2018
Richard Edward Mida JrCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC$2508-21-2018
Joseph MayoneCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-21-2018
Kelsey Lynn KessenichMorgan StanleyNorthwestern Mutual Investment Services, LLC08-20-2018
Ernest Patrick MoosherrCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC$15008-17-2018
Greg Shane LavinSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.