Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2507-26-2019
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Jeffrey James RainerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Mark David TruettnerPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Eric David RaetherCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-15-2018
Paul Thomas CorradoCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2018
John Edward Reilly IIIM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC11-16-2017
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Tanner James LeisterCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-02-2017
James Richard Carlson IIMorgan StanleyNorthwestern Mutual Investment Services, LLC05-25-2017
Jeremy David BardonBMO Harris Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$10004-24-2017
Beau Irving GoffRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2017
Randolph Jes Lange Jr.PNC InvestmentsNorthwestern Mutual Investment Services, LLC01-26-2017
Matthew Rhody HoerterJ.W. Cole Financial, Inc.Northwestern Mutual Investment Services, LLC10-20-2016
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
Ann P GeigerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Randall Robert BinversieCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$2503-01-2016
Brent James EmchLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Jamie Colburn WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2015
Charles Allard Allison IIICleary Gull Inc.Northwestern Mutual Investment Services, LLC06-23-2015
John A LockeLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-06-2015
Patrick Robert McgillCleary Gull Inc.Northwestern Mutual Investment Services, LLC04-30-2015
Karl Robert KuelthauGoogins Advisors, IncNorthwestern Mutual Investment Services, LLC$15003-25-2015
Wendy Marie AlthenRobert W. Baird & Co. IncorporatedNorthwestern Mutual Investment Services, LLC02-05-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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