Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
James Richard HillPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC06-13-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Tracy Thomas MartinoAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$10006-07-2019
Susan J. BayWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-07-2019
Christopher D. WentzellInfinex Investments, Inc.Northwestern Mutual Investment Services, LLC06-06-2019
Emma GrayHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Gregory SinadinosEdward JonesNorthwestern Mutual Investment Services, LLC05-31-2019
Alexander W SpainhowardDonaldson Capital Management LLCNorthwestern Mutual Investment Services, LLC05-30-2019
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Benjamin J HewlettWealth Navigation AdvisorsNorthwestern Mutual Investment Services, LLC05-22-2019
Gloria P. Rodriguez CamachoNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC05-20-2019
Wayne R WorthingtonSmith Anglin Financial, LLCNorthwestern Mutual Investment Services, LLC05-20-2019
James Miguel VallartaCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC05-13-2019
John J PreceNational Securities CorporationNorthwestern Mutual Investment Services, LLC05-10-2019
Jay Andrew FunyakMcMahon Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC05-09-2019
David Devi HuCharlesworth & Rugg, Inc.Northwestern Mutual Investment Services, LLC05-09-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Nikolas Stefan BoyceHahn Financial GroupNorthwestern Mutual Investment Services, LLC05-08-2019
Ryan Joseph WeberJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.