Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Jean BrueggenLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC06-25-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
Tate Joshua StoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-06-2018
Carter R StephensArtifex Financial Group, LLCNorthwestern Mutual Investment Services, LLC07-09-2018
Evan S BrooksRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC07-09-2018
Darrin Michael SharpAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-18-2018
Simeon Gilmore Eaves Jr.Purshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-19-2018
Gilbert Wilson IIICoastal Wealth Planning, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Marcus Eric EganVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC08-06-2018
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC08-09-2018
Eric David RaetherCanopy Wealth ManagementNorthwestern Mutual Investment Services, LLC08-15-2018
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Kyle R. CutlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2018
Frank C. IvesFirst Citizens Investor Services, Inc.Northwestern Mutual Investment Services, LLC08-27-2018
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Mark T. EckellLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Leigh DeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-06-2018
Joel Thomas BlattnerAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Christian James DouleAvaii Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-06-2018
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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