Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Ciszak JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-26-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Noah James FehrenbachMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2019
Jay M HimmelsteinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-24-2019
Wayne M. Cook IIAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Mandell A SmithJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2019
Walter G CasagrandeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-07-2018
Kyle Christopher GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-15-2018
Patrick E. RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
Kyle Patrick McdonoughJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Paul Michael SinalyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Robert RosenbergMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
David V DauriaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$15009-10-2018
Jonathan George HernandezJoseph Gunnar & Co. LLCNorthwestern Mutual Investment Services, LLC09-04-2018
Graham C. ClarkeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50008-27-2018
Joshua Michael LochnerEquity Services, Inc.Northwestern Mutual Investment Services, LLC08-21-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Eric RogersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-10-2018
Matthew Jay GovendoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-09-2018
Simeon Gilmore Eaves Jr.Purshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-19-2018
Samantha Aquino ZungreMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-02-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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