Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kayla R. MatterRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC10-23-2019
Todd Sargent StrasserWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-23-2019
Nicholas Patrick SanchezHorace Mann Investors, Inc.Northwestern Mutual Investment Services, LLC10-22-2019
Stephanie HunterVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-22-2019
Stallone MannanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2019
Andreina Del Carmen MundarainFisher InvestmentsNorthwestern Mutual Investment Services, LLC10-21-2019
Keith Emory MaysNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Walter Neil StraubeAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-16-2019
Katie E. McmillanVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-16-2019
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Paul G WhitbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Zachary Scott BohannonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-11-2019
Matthew William MissimerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10010-09-2019
James Edward Larschan Sr.Newbridge Securities CorporationNorthwestern Mutual Investment Services, LLC$10010-09-2019
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Joshua Steve CurtisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-08-2019
Julie K Ambuul MillerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC10-04-2019
Daniel J. ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2019
Eric T RunyonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC09-24-2019
Emma H BiresLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-20-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Clinton Wayne CooperPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC$50009-16-2019
Jason Michael SnowCooper Capital GroupNorthwestern Mutual Investment Services, LLC09-16-2019
John K. HamanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-12-2019
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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