Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zulfiqar Ali NaqviMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.08-26-2020
Deanna R. ConerlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.04-07-2020
Brianne Leigh IkerdLPL Financial LLCOneAmerica Securities, Inc.02-13-2020
Jill A. DaileyRoyal Alliance Associates, Inc.OneAmerica Securities, Inc.03-12-2019
Marc Christopher GregoireCharles Schwab & Co., Inc.OneAmerica Securities, Inc.09-28-2018
Christopher GillAllstate Financial Services, LLCOneAmerica Securities, Inc.09-25-2018
James Alan SchumakerCambridge Investment Research, Inc.OneAmerica Securities, Inc.09-24-2018
William James Novack Sr.Cambridge Investment Research, Inc.OneAmerica Securities, Inc.08-23-2018
Scott Allen BradtmillerCUSO Financial Services, L.P.OneAmerica Securities, Inc.08-07-2018
Amy J. RiceLincoln InvestmentOneAmerica Securities, Inc.07-30-2018
David Aaron GrayDAG Global, LLCOneAmerica Securities, Inc.03-22-2018
Ryan Curtis LawsonCetera Investment Services LLCOneAmerica Securities, Inc.01-29-2018
Lisa Faith BonnerLPL Financial LLCOneAmerica Securities, Inc.$2501-08-2018
Matthew J. AlspaughCadaret, Grant & Co., Inc.OneAmerica Securities, Inc.10-18-2017
Seth M. AttingerMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2017
John David Resley IIIPrincipal Securities, Inc.OneAmerica Securities, Inc.05-23-2017
Thomas Leon WhislerOneAmerica Securities, Inc.OneAmerica Securities, Inc.02-27-2017
James A. HaunVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.01-09-2017
Brian J. LaciakLPL Financial LLCOneAmerica Securities, Inc.06-23-2016
Gerald Wayne Childs Sr.Allstate Financial Services, LLCOneAmerica Securities, Inc.05-27-2016
Carey Ann YukichEquity Services, Inc.OneAmerica Securities, Inc.03-10-2016
Jacqueline Kay ArmstrongAmeriprise Financial Services, LLCOneAmerica Securities, Inc.01-29-2016
Mark A. PaulNorthwestern Mutual Investment Services, LLCOneAmerica Securities, Inc.01-28-2016
Seth Jacob KimmelPrivate Advisor Group, LLCOneAmerica Securities, Inc.06-01-2015
David Norman BrownMutual of Omaha Investor Services, Inc.OneAmerica Securities, Inc.07-23-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.