Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7609-04-2018
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel Nicolaus & Co.Oppenheimer$34208-18-2017
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
Christopher Coulter, Bill FerryBenjamin F. Edwards & Co.Oppenheimer$002-17-2016
Chris NeeRaymond JamesOppenheimer$15011-12-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Carol NulmanHightower AdvisorsOppenheimer$50004-17-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer$001-05-2015
Charles Laverty, Carol PipitoneCalton & AssociatesOppenheimer$9003-17-2014
Robert ReubenMorgan Stanley Wealth ManagementOppenheimer$10401-11-2012
David DruckerAegis CapitalOppenheimer$009-20-2011
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
Michael Winn, David JamesUBS Financial ServicesOppenheimer$42105-17-2011
Steven ErenfrydUBS Financial ServicesOppenheimer$10003-11-2011
Joseph VaccaroFusion Analytics Investment PartnersOppenheimer$15010-27-2010
Allen H. JohnsonTegra Financial PartnersOppenheimer$22510-15-2010
Wayne SmithMoors & Cabot Financial AdvisorsOppenheimer$3006-18-2010

Showing 1 to 24 of 24 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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