Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Brookshire James Chandley Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Allen H JohnsonTegra Financial PartnersOppenheimer$22510-15-2010
Carol NulmanHighTower Advisors, LLCOppenheimer$50004-17-2015
Charles Laverty Carol PipitoneCalton & Associates, Inc.Oppenheimer$9003-17-2014
Chris NeeRaymond JamesOppenheimer$15011-12-2015
Christopher BarbeeStifel, Nicolaus & Company, IncorporatedOppenheimer$6106-15-2017
Christopher Coulter Bill FerryBenjamin F. Edwards & Company, Inc.Oppenheimer02-17-2016
David DruckerAegis Capital Corp.Oppenheimer09-20-2011
Ed PontarelliAmeriprise Financial Services, LLCOppenheimer$7602-23-2018
Greg WilliamsEquitable Advisors, LLCOppenheimer02-13-2020
Henry Scott Kruse Robert Schmidt Jim GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer$34208-18-2017
Howard Leon Anthony MazzoUBS Financial Services Inc.Oppenheimer$10007-28-2011
James McDermott Matthew GallRaymond JamesOppenheimer$11010-16-2015
Jennifer SackettEquitable Advisors, LLCOppenheimer06-03-2020
John KnudsonAmeriprise Financial Services, LLCOppenheimer$8006-15-2016
Joseph VaccaroFusion Analytics Investment PartnersOppenheimer$15010-27-2010
JR FrenzelLPL Financial LLCOppenheimer$22006-05-2019
Michael R Hostick II Michael D CharlesRaymond JamesOppenheimer01-05-2015
Michael SilvermanStifel, Nicolaus & Company, IncorporatedOppenheimer$10002-16-2018
Michael Winn David JamesUBS Financial Services Inc.Oppenheimer$42105-17-2011
Richard Fisher and Dan SullivanRobert W. Baird & Co. IncorporatedOppenheimer$22811-30-2018
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
Robert ReubenMorgan StanleyOppenheimer$10401-11-2012
Robert RixStifel, Nicolaus & Company, IncorporatedOppenheimer$6306-27-2019
Shelly SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer$8607-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.