Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Coulter, Bill FerryBenjamin F. Edwards & Co.Oppenheimer02-17-2016
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer01-05-2015
David DruckerAegis CapitalOppenheimer09-20-2011
Wayne SmithMoors & Cabot Financial AdvisorsOppenheimer$3006-18-2010
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Ed PontarelliAmeriprise FinancialOppenheimer$7602-23-2018
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Charles Laverty, Carol PipitoneCalton & AssociatesOppenheimer$9003-17-2014
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
Steven ErenfrydUBS Financial ServicesOppenheimer$10003-11-2011
Robert ReubenMorgan Stanley Wealth ManagementOppenheimer$10401-11-2012
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Chris NeeRaymond JamesOppenheimer$15011-12-2015
Joseph VaccaroFusion Analytics Investment PartnersOppenheimer$15010-27-2010
Allen H. JohnsonTegra Financial PartnersOppenheimer$22510-15-2010
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel Nicolaus & Co.Oppenheimer$34208-18-2017
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
Michael Winn, David JamesUBS Financial ServicesOppenheimer$42105-17-2011
Carol NulmanHightower AdvisorsOppenheimer$50004-17-2015

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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