Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kunal SyngalAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-07-2020
Thomas Earl SeifertWaddell & ReedOppenheimer & Co. Inc.$10009-18-2020
Jason E HeltonGoldman Sachs Personal Financial ManagementOppenheimer & Co. Inc.09-18-2020
Thomas Albert AssaloneMorgan StanleyOppenheimer & Co. Inc.$10009-16-2020
Robert Edward FairbrothersWaddell & ReedOppenheimer & Co. Inc.$15008-28-2020
Jonathan Marc NadlerOxler Private Wealth LLCOppenheimer & Co. Inc.08-14-2020
Masahiro Alberto YamazakiOxler Private Wealth LLCOppenheimer & Co. Inc.08-14-2020
Anthony AvellaWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-10-2020
Donald Lorne Keith JrRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$15008-04-2020
Marianne Thorne WitteHudson Value Partners, LLCOppenheimer & Co. Inc.08-03-2020
Peter Edward MohanA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.$10007-20-2020
Kevin P FayWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15006-24-2020
Robert Michael Dougherty JrAegis Capital Corp.Oppenheimer & Co. Inc.06-12-2020
Mark Anthony NascheNasche Asset Management LLCOppenheimer & Co. Inc.05-07-2020
Cort BarrettWhite Aspen CapitalOppenheimer & Co. Inc.04-08-2020
Edward Theodore KemmLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$1,00003-27-2020
Angela Michelle Graham WestLPL Financial LLCOppenheimer & Co. Inc.03-24-2020
Ryan Patrick GrayCommonwealth Financial NetworkOppenheimer & Co. Inc.$5003-02-2020
Cynda Lou WrightWaddell & ReedOppenheimer & Co. Inc.$15001-24-2020
Timothy Patrick GarrettsonHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-21-2020
Rebecca Louise BeckettHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.$15001-17-2020
Derrick Lamar LoweryBrookwood Wealth Advisors, LLCOppenheimer & Co. Inc.01-16-2020
William R RobinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.01-06-2020
Michael Fahrney PrimianiCommonwealth Financial NetworkOppenheimer & Co. Inc.01-03-2020
Edward John AndrassyVALIC Financial Advisors, Inc.Oppenheimer & Co. Inc.12-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.