Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Theodore KemmLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$1,00003-27-2020
Angela Michelle Graham WestLPL Financial LLCOppenheimer & Co. Inc.$103-24-2020
Ryan Patrick GrayCommonwealth Financial NetworkOppenheimer & Co. Inc.$5003-02-2020
Cynda Lou WrightWaddell & ReedOppenheimer & Co. Inc.$15001-24-2020
Timothy Patrick GarrettsonHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-21-2020
Rebecca Louise BeckettHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.$15001-17-2020
James Richard McArdleHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-08-2020
William R. RobinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.01-06-2020
Edward John AndrassyVALIC Financial Advisors, Inc.Oppenheimer & Co. Inc.12-20-2019
Peter James LambertiJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-11-2019
Terence Neal MortonHorter Investment Management, LLCOppenheimer & Co. Inc.12-06-2019
Curtis J. Patterson IIILPL Financial LLCOppenheimer & Co. Inc.$15012-05-2019
Brian D. HoffmanJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-05-2019
Christopher John ColoracciJ. Alden Associates, Inc.Oppenheimer & Co. Inc.$15012-04-2019
Michael SandbergAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Eleni Marie SkibaAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-22-2019
Lawrence Michael MargolinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15011-22-2019
Bernard Regis TheisHilltop Securities Independent Network Inc.Oppenheimer & Co. Inc.11-15-2019
Ronald Luther BucherPinnacle Investments, LLCOppenheimer & Co. Inc.$9111-04-2019
Thomas Norwood Anderson IIIDavenport & Company LLCOppenheimer & Co. Inc.$15010-24-2019
Spencer Jones GarrettCanal Capital Management, LLCOppenheimer & Co. Inc.10-09-2019
Gary Marshall FriedmanCUSO Financial Services, L.P.Oppenheimer & Co. Inc.09-30-2019
Debra B. BlairKey Investment Services LLCOppenheimer & Co. Inc.08-08-2019
Michael Steven McAvoyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-23-2019
Jesemia R HopwoodMorgan StanleyOppenheimer & Co. Inc.07-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.