Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Stephen DulskiCitigroup Global Markets Inc.Oppenheimer & Co. Inc.04-03-2014
Darren BobleyRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$1003-07-2014
Kelly OttSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.02-18-2014
Mark Alexander SoukupWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5002-14-2014
Alex Robert DziamniskiAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2501-10-2014
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Lynn Ann BolandRBC Capital Markets, LLCOppenheimer & Co. Inc.11-22-2013
Alan Roy ParkerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-15-2013
John Martin RiedlMorgan StanleyOppenheimer & Co. Inc.10-18-2013
Mark David MazmanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.10-11-2013
Michael James ChibidakisRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$10010-09-2013
Michael Stevan RoseCetera Advisor Networks LLCOppenheimer & Co. Inc.07-26-2013
Brynn Alexandra MorrisRBC Capital Markets, LLCOppenheimer & Co. Inc.07-19-2013
Gregg Michael GelberMorgan StanleyOppenheimer & Co. Inc.$2507-01-2013
Jerome Frank Niles, Kyle Michael WoolMorgan StanleyOppenheimer & Co. Inc.$10005-06-2013
Walter Perry HodgdenFiduciary Standard, LLCOppenheimer & Co. Inc.04-04-2013
Martin Edward NorciniUBS Financial Services Inc.Oppenheimer & Co. Inc.02-15-2013
Richard Eugene BorishStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-12-2013
Matthew Jason McLoyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.02-08-2013
Fredrik Magnus Virgin, Michael HerzbergMorgan StanleyOppenheimer & Co. Inc.$5001-31-2013
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Ryan C EinigUBS Financial Services Inc.Oppenheimer & Co. Inc.11-15-2012
Haygood P. SeawellWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15010-05-2012
Benjamin Jay SilbermanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$1008-31-2012
Douglas D. DinzikAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.08-31-2012
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Showing 251 to 275 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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