Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jeffrey Stuart Rodvien | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oppenheimer & Co. Inc. | — | 08-29-2012 |
| Ryland T. Corry | Wells Fargo Clearing Services, LLC | Oppenheimer & Co. Inc. | — | 08-21-2012 |
| Eugene Charles Flynn | Aegis Capital Corp. | Oppenheimer & Co. Inc. | — | 08-10-2012 |
| Steven Michael Wilcox | Century Securities Associates, Inc. | Oppenheimer & Co. Inc. | $50 | 08-03-2012 |
| Amanda Sabitoni Burnett | Morgan Stanley | Oppenheimer & Co. Inc. | — | 08-01-2012 |
| Lawrence Jay Kalish | Morgan Stanley | Oppenheimer & Co. Inc. | $100 | 06-15-2012 |
| Kirk William Knollman | Summit Brokerage Services, Inc. | Oppenheimer & Co. Inc. | — | 05-14-2012 |
| Robert Glenn Young | Next Financial Group, Inc. | Oppenheimer & Co. Inc. | $150 | 05-10-2012 |
| Bernard Michael Lherisson | Aegis Capital Corp. | Oppenheimer & Co. Inc. | — | 02-27-2012 |
| Anthony Nicholas Corrao | First Allied Securities, Inc. | Oppenheimer & Co. Inc. | $150 | 02-17-2012 |
| Christopher Allan Clark | LPL Financial LLC | Oppenheimer & Co. Inc. | — | 02-16-2012 |
| John Ward Conover Jr. | Maxim Group LLC | Oppenheimer & Co. Inc. | $200 | 01-19-2012 |
| Michael Thomas Boettcher | Morgan Stanley | Oppenheimer & Co. Inc. | $50 | 01-13-2012 |
| John Blaise Ebanietti | RBC Capital Markets, LLC | Oppenheimer & Co. Inc. | $150 | 01-12-2012 |
| Robert Alan Reuben | Morgan Stanley | Oppenheimer & Co. Inc. | — | 01-06-2012 |
| Robert Nelson Adler | Ameriprise Financial Services, Inc. | Oppenheimer & Co. Inc. | — | 12-09-2011 |
| Brian Michael Rayfield | Morgan Stanley | Oppenheimer & Co. Inc. | — | 12-02-2011 |
| Robert Fredrick Dudley Jr. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oppenheimer & Co. Inc. | — | 11-25-2011 |
| Carl Blair Pritchett III | Morgan Stanley | Oppenheimer & Co. Inc. | $200 | 11-18-2011 |
| Bennett Jay Gordon | Wells Fargo Clearing Services, LLC | Oppenheimer & Co. Inc. | $25 | 11-18-2011 |
| Michael David Goodman | Morgan Stanley | Oppenheimer & Co. Inc. | $150 | 09-30-2011 |
| Glenn Carl Krause | Ameriprise Financial Services, Inc. | Oppenheimer & Co. Inc. | $150 | 09-27-2011 |
| Eli Moallem | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oppenheimer & Co. Inc. | $25 | 09-22-2011 |
| Alberto Roditi | New River Investments | Oppenheimer & Co. Inc. | — | 09-07-2011 |
| Jeffrey Lawrence Sarkin | UBS Financial Services Inc. | Oppenheimer & Co. Inc. | $50 | 07-29-2011 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
