Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Stuart RodvienMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.08-29-2012
Ryland T. CorryWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-21-2012
Eugene Charles FlynnAegis Capital Corp.Oppenheimer & Co. Inc.08-10-2012
Steven Michael WilcoxCentury Securities Associates, Inc.Oppenheimer & Co. Inc.$5008-03-2012
Amanda Sabitoni BurnettMorgan StanleyOppenheimer & Co. Inc.08-01-2012
Lawrence Jay KalishMorgan StanleyOppenheimer & Co. Inc.$10006-15-2012
Kirk William KnollmanSummit Brokerage Services, Inc.Oppenheimer & Co. Inc.05-14-2012
Robert Glenn YoungNext Financial Group, Inc.Oppenheimer & Co. Inc.$15005-10-2012
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-27-2012
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Christopher Allan ClarkLPL Financial LLCOppenheimer & Co. Inc.02-16-2012
John Ward Conover Jr.Maxim Group LLCOppenheimer & Co. Inc.$20001-19-2012
Michael Thomas BoettcherMorgan StanleyOppenheimer & Co. Inc.$5001-13-2012
John Blaise EbaniettiRBC Capital Markets, LLCOppenheimer & Co. Inc.$15001-12-2012
Robert Alan ReubenMorgan StanleyOppenheimer & Co. Inc.01-06-2012
Robert Nelson AdlerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-09-2011
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.12-02-2011
Robert Fredrick Dudley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.11-25-2011
Carl Blair Pritchett IIIMorgan StanleyOppenheimer & Co. Inc.$20011-18-2011
Bennett Jay GordonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2011
Michael David GoodmanMorgan StanleyOppenheimer & Co. Inc.$15009-30-2011
Glenn Carl KrauseAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15009-27-2011
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2509-22-2011
Alberto RoditiNew River InvestmentsOppenheimer & Co. Inc.09-07-2011
Jeffrey Lawrence SarkinUBS Financial Services Inc.Oppenheimer & Co. Inc.$5007-29-2011
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Showing 276 to 300 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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