Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah David RubinUBS Financial Services Inc.Oppenheimer & Co. Inc.$5004-30-2015
Joseph Anthony CanadeoSunTrust Investment Services, Inc.Oppenheimer & Co. Inc.04-20-2015
Carol Beth NulmanHighTower Securities, LLCOppenheimer & Co. Inc.$15004-17-2015
Courtney Paige CarnevaleJanney Montgomery Scott LLCOppenheimer & Co. Inc.$15004-08-2015
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
Kevin John GieraltowskiWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$3504-02-2015
Julian Irwin StooplerAegis Capital Corp.Oppenheimer & Co. Inc.03-27-2015
Brett Scott MurphyRevere Securities LLCOppenheimer & Co. Inc.$8603-04-2015
Oui Seesawat CoulsonMorgan StanleyOppenheimer & Co. Inc.$5002-20-2015
Eddy Wei Shu HungWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2502-11-2015
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.02-06-2015
Anita Petricola LombardiEverest Consultants, LLCOppenheimer & Co. Inc.02-02-2015
David Leon LynnAmeriprise Financial Services, LLCOppenheimer & Co. Inc.01-30-2015
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
Jason Adam HydeLPL Financial LLCOppenheimer & Co. Inc.$5001-30-2015
Jonathan Craig CherkasStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15001-29-2015
Samanta Rodil BillauerStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15001-29-2015
Victoria Grace LindsaySunTrust Investment Services, Inc.Oppenheimer & Co. Inc.01-23-2015
Evan James FarrellSunTrust Investment Services, Inc.Oppenheimer & Co. Inc.$15001-20-2015
Todd Alan EngmannWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2501-16-2015
David Hayward ThompsonLPL Financial LLCOppenheimer & Co. Inc.12-15-2014
John Joseph Delatush JrRBC Capital Markets, LLCOppenheimer & Co. Inc.12-09-2014
Shauna Dion BichetWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.12-02-2014
Jeffrey Gareth HeimstaedtWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$20011-28-2014
Robert Bruce ClineAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2511-21-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.