Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edward BergMoors & Cabot, Inc.Oppenheimer & Co. Inc.$7212-03-2018
Daniel Joseph SullivanRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.$15011-30-2018
Juan Pablo RiosAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-09-2018
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
John Francis Carroll IVNational Securities CorporationOppenheimer & Co. Inc.$15010-16-2018
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Bert Joseph MoeringsCarl Domino Inc.Oppenheimer & Co. Inc.08-09-2018
Charles Steven ColchamiroJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.$2508-03-2018
Shelley Lynn SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
Kale OlsonJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.05-29-2018
Julie Garside WillardJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
James Carroll ChandleyJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
Linda Gibson SaylorJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$10005-27-2018
Geoffrey Miles JohnstonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-17-2018
Michael John WitousStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2,00004-11-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Edward Pontarelli Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15002-23-2018
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$5002-22-2018
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-20-2018
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Steve Paul LawrenceLPL Financial LLCOppenheimer & Co. Inc.$5002-16-2018
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Showing 26 to 50 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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