Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
Lawrence Gerard EnglerB. Riley Wealth ManagementOppenheimer & Co. Inc.02-01-2018
Mariah Faith DoyleRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.01-05-2018
Joseph Michael DorrycottLPL Financial LLCOppenheimer & Co. Inc.12-15-2017
Robert Lee EvendenRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10012-14-2017
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Javier Jaime CardenasHilltop Securities Inc.Oppenheimer & Co. Inc.$5011-29-2017
Celia Tanya EvereklianMorton Capital Management, LLCOppenheimer & Co. Inc.11-03-2017
Ryan A. LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2510-13-2017
Reginald Alan HammondsWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-13-2017
Peter Ariel ShuperAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10010-11-2017
James Sidney HerzikoffAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Zak William ShapiroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Stephanie L. FarellaMorgan StanleyOppenheimer & Co. Inc.10-09-2017
Joseph Thomas JosephWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5009-29-2017
Robert Ryan SkoffLPL Financial LLCOppenheimer & Co. Inc.09-21-2017
Brad Joseph LandryNorthwest Asset ManagementOppenheimer & Co. Inc.09-18-2017
James Lawrence CadyCantella & Co., Inc.Oppenheimer & Co. Inc.$5009-15-2017
Mark Christopher HughesLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$2509-12-2017
Robert AbramowitzNational Securities CorporationOppenheimer & Co. Inc.$5009-01-2017
John Francis CombsRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2508-30-2017
Anibal Drelichman Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.$5008-29-2017
James Carroll GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15308-18-2017
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Showing 51 to 75 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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