Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$1002-22-2018
Thomas William AndertonLPL Financial LLCOppenheimer & Co. Inc.$10002-22-2018
Ryan Colby HowardLPL Financial LLCOppenheimer & Co. Inc.02-22-2018
Donald I. SeifertAmeriprise Financial Services, LLCOppenheimer & Co. Inc.02-20-2018
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Steve Paul LawrenceLPL Financial LLCOppenheimer & Co. Inc.$2502-16-2018
Michael Ward SilvermanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-16-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
Lawrence Gerard EnglerB. Riley Wealth ManagementOppenheimer & Co. Inc.02-01-2018
Martin William PadillaB. Riley Wealth ManagementOppenheimer & Co. Inc.$5001-26-2018
David Thomas PawloskiCantella & Co., Inc.Oppenheimer & Co. Inc.$10001-12-2018
Mariah Faith DoyleRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.01-05-2018
Joseph Michael DorrycottLPL Financial LLCOppenheimer & Co. Inc.$2512-15-2017
Robert Lee EvendenRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10012-14-2017
Howard R ShoreUBS Financial Services Inc.Oppenheimer & Co. Inc.12-13-2017
Brian James McCaffertyNiagara International Capital LimitedOppenheimer & Co. Inc.$5012-11-2017
Domenico Attillio CarlucciAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$3812-08-2017
Mark Leonard SilvesterCitizens Securities, Inc.Oppenheimer & Co. Inc.12-01-2017
Javier Jaime CardenasHilltop Securities Inc.Oppenheimer & Co. Inc.$5011-29-2017
Celia Tanya EvereklianMorton Capital Management, LLCOppenheimer & Co. Inc.11-03-2017
Robert B. RobinsonBoston Private WealthOppenheimer & Co. Inc.10-26-2017
Paul Robert SablichRaymond James & Associates, Inc.Oppenheimer & Co. Inc.10-20-2017
Ryan A. LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Dennis Michael TracyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2510-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.