Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Michael KersjesStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Ryan StecklerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10007-18-2016
Tucker Colby LongStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.07-13-2016
Eugene Yin WangWestern International Securities, Inc.Oppenheimer & Co. Inc.06-24-2016
James Joseph DotzmanRBC Capital Markets, LLCOppenheimer & Co. Inc.06-23-2016
John Raymond KnudsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-15-2016
Fabian H SchmilovichMorgan StanleyOppenheimer & Co. Inc.$10006-10-2016
Michael Trent MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-01-2016
Seth Edward HareMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-01-2016
Thomas Anthony LocastroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5005-27-2016
Robert Frances O'HerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$6105-20-2016
Gregory Vincent MatthewsMorgan StanleyOppenheimer & Co. Inc.05-16-2016
Ariel A. RiveroJefferies LLCOppenheimer & Co. Inc.$10005-13-2016
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-13-2016
Kenneth Micheal BieriFounders Financial Securities LLCOppenheimer & Co. Inc.04-29-2016
Craig Michael BrownCantella & Co., Inc.Oppenheimer & Co. Inc.04-25-2016
Evan Ira FischerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20004-18-2016
Louis Richard RoedersheimerM Holdings Securities, Inc.Oppenheimer & Co. Inc.$5004-15-2016
David Jeffrey BirnbaumWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-11-2016
Gary Warren HaberkornRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.04-05-2016
Matthew Gerard KellyRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.03-24-2016
John Patrick YarmoskiStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.03-10-2016
Patrick Brendan O'DonnellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-08-2016
Matthew Lewis MadeiraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2502-25-2016
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Showing 126 to 150 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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