Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Alan Roy ParkerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-15-2013
Albert Glenn McNortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$10012-01-2016
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Alberto RoditiNew River InvestmentsOppenheimer & Co. Inc.09-07-2011
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Alex Robert DziamniskiAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2501-10-2014
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Amanda Sabitoni BurnettMorgan StanleyOppenheimer & Co. Inc.08-01-2012
Amit Raz StavinskyTamar Securities, LLCOppenheimer & Co. Inc.06-11-2010
Amy Dunkelberger SturtevantRBC Capital Markets, LLCOppenheimer & Co. Inc.$10004-21-2010
Andreas Constantine KoustisBenefits Consulting Group, LLCOppenheimer & Co. Inc.05-16-2019
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Andrew Bain RogersMorgan StanleyOppenheimer & Co. Inc.$10010-19-2010
Andrew CoulterLPL Financial LLCOppenheimer & Co. Inc.$1003-01-2017
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Anibal Drelichman Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.$5008-29-2017
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Ariel A. RiveroJefferies LLCOppenheimer & Co. Inc.$10005-13-2016
Audrey Barbara DaumMoors & Cabot, Inc.Oppenheimer & Co. Inc.04-28-2017
Benjamin Jay SilbermanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$1008-31-2012
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Showing 1 to 25 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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