Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Abraham HeimannCetera Advisors LLCOppenheimer & Co. Inc.$2506-29-2013
Adam Noah HolemanNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.11-06-2014
Adrian Brendan KieransWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-22-2009
Adrienne M. OsorioMorgan StanleyOppenheimer & Co. Inc.07-13-2016
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
Alan Lee HaworthClare Market Investments, LLCOppenheimer & Co. Inc.09-10-2018
Alan Michael EppersAXA Advisors, LLCOppenheimer & Co. Inc.$2512-16-2009
Alan Michael RadoulovitchUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
Alan Neal TocmanAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-12-2013
Alan Roy ParkerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5011-15-2013
Albert Glenn McNortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$10012-01-2016
Albert James SabiniMorgan StanleyOppenheimer & Co. Inc.$5009-19-2011
Albert Joseph DelucaAmeriprise Financial Services, LLCOppenheimer & Co. Inc.05-08-2015
Albert Ralph McCauslandH. Beck, Inc.Oppenheimer & Co. Inc.$5004-16-2009
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Alberto RoditiNew River InvestmentsOppenheimer & Co. Inc.09-07-2011
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Alex Robert DziamniskiAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2501-10-2014
Alexander Anatol ZalevskyMorgan StanleyOppenheimer & Co. Inc.$5003-06-2015
Alexandre Martins SantosUBS Financial Services Inc.Oppenheimer & Co. Inc.04-30-2015
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Alfred Edward Thurber Jr.Capitol Securities Management, Inc.Oppenheimer & Co. Inc.02-11-2015
Ali Sotoodeh RadFinancial West GroupOppenheimer & Co. Inc.05-28-2010
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.