Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven McAvoyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-23-2019
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
Kevin Michael BarryKB Wealth Management, LLCOppenheimer & Co. Inc.07-12-2019
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Shahzeib ParvezPark Avenue Securities LLCOppenheimer & Co. Inc.05-16-2019
Andreas Constantine KoustisBenefits Consulting Group, LLCOppenheimer & Co. Inc.05-16-2019
Michael Joseph O'LearyInfinex Investments, Inc.Oppenheimer & Co. Inc.04-01-2019
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Daniel Ross SchmiederIcon Wealth Partners, LLCOppenheimer & Co. Inc.02-12-2019
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Juan Pablo RiosAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-09-2018
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Bert Joseph MoeringsCarl Domino Inc.Oppenheimer & Co. Inc.08-09-2018
Kale OlsonJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.05-29-2018
Geoffrey Miles JohnstonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-17-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
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Showing 1 to 25 of 347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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