Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Eric David JohnsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2506-07-2019
Andrew Michael BrookmanLPL Financial LLCOppenheimer & Co. Inc.05-23-2019
Peter GoletzAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Steven A. GordonRBC Capital Markets, LLCOppenheimer & Co. Inc.$15003-07-2019
Patrick George ColliganAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15002-01-2019
Antoinette P. LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
Ronald Jack HoltzEdward JonesOppenheimer & Co. Inc.09-28-2018
Hilda A StreitzUBS Financial Services Inc.Oppenheimer & Co. Inc.$15005-29-2018
Donald I. SeifertAmeriprise Financial Services, LLCOppenheimer & Co. Inc.02-20-2018
Dennis Michael TracyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2510-13-2017
Lorenzo Pietro GaudiosoInfinex Investments, Inc.Oppenheimer & Co. Inc.06-26-2017
William Carl OstrandAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$10002-10-2017
Kevin Royce OarrKYUR, Inc.Oppenheimer & Co. Inc.01-18-2017
Michael Edward MartinWestport Capital Markets, LLCOppenheimer & Co. Inc.12-19-2016
Daniel Hyman MorrisWestport Capital Markets, LLCOppenheimer & Co. Inc.$5012-16-2016
Christopher Shepherd LongHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.$1011-16-2016
Adrienne M. OsorioMorgan StanleyOppenheimer & Co. Inc.07-13-2016
Thomas Anthony LocastroAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5005-27-2016
Jared Correa PetrizziMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.09-04-2015
Christopher Matthew Keeler Sr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.$5005-21-2015
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Jason Adam HydeLPL Financial LLCOppenheimer & Co. Inc.01-30-2015
Stuart Max GollompAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5005-30-2014
Stuart Simmons LovejoyMorgan StanleyOppenheimer & Co. Inc.$10004-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.