Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Benjamin Mark Ver WysAction Point Financial Planning, LLCOppenheimer & Co. Inc.$1010-09-2014
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-24-2017
Brant Robert ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Breanne Lynn VugteveenLPL Financial LLCOppenheimer & Co. Inc.01-19-2010
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
Collin Barrett DawesIndependent Financial PartnersOppenheimer & Co. Inc.$5007-19-2011
David John BattsParadigm Equities, Inc.Oppenheimer & Co. Inc.03-29-2018
David Michael KennyRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2507-06-2015
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Eric Wellington DeemsNYLIFE Securities LLCOppenheimer & Co. Inc.12-19-2018
Gary Lee SargentLPL Financial LLCOppenheimer & Co. Inc.$5009-02-2011
Gary Warren HaberkornRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.04-05-2016
James Kevin SmildeWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-15-2015
James T. ShusterStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2508-02-2016
Jason Lowell GrindleAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2505-17-2012
Jeffrey Herbert TaylorRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$1006-26-2015
Jeffrey Scott VanderweeleRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10001-11-2011
Jennifer Lorraine KrumholzOppenheimer & Co. Inc.Oppenheimer & Co. Inc.11-14-2018
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
John Sumner ReinhartSigma Financial CorporationOppenheimer & Co. Inc.01-05-2009
Jonathan Drew UffelmanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15004-11-2019
Joseph Tyler HorlingsStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$1002-22-2018
Kenneth Micheal BieriFounders Financial Securities LLCOppenheimer & Co. Inc.04-29-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.