Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William R. RobinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.01-06-2020
Peter James LambertiJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-11-2019
Ronald Luther BucherPinnacle Investments, LLCOppenheimer & Co. Inc.$9111-04-2019
Jesemia R HopwoodMorgan StanleyOppenheimer & Co. Inc.07-23-2019
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
Elvira Marie DellisolaPrivate Client Services, LLCOppenheimer & Co. Inc.$10005-17-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Ronald Thomas OrrAegis Capital Corp.Oppenheimer & Co. Inc.$10004-05-2019
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Laura A. Taylor RudaryJ.P. Morgan Securities LLCOppenheimer & Co. Inc.03-15-2019
Matthew Eric PlatnicoArete Wealth Management, LLCOppenheimer & Co. Inc.$5002-12-2019
Eric Travis RoarkAmeriprise Financial Services, LLCOppenheimer & Co. Inc.12-26-2018
Michael Stuart SternStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5010-10-2018
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.08-29-2018
Nicole Matilde Boutmy De KatzmannFieldpoint Private Securities, LLCOppenheimer & Co. Inc.$15008-15-2018
Charles Steven ColchamiroJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.$2508-03-2018
Mary Miller FazioJ.P. Morgan Securities LLCOppenheimer & Co. Inc.07-13-2018
Mark Donald PankoffWellington Shields & Co., LLCOppenheimer & Co. Inc.07-02-2018
Kevin PellegriniJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.06-29-2018
Philip Alan SimmonsLPL Financial LLCOppenheimer & Co. Inc.04-03-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
William H BooneA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Jason Raymond SaveyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.03-02-2018
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.