Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Eric Scott StromingerAegis Capital Corp.Oppenheimer & Co. Inc.12-23-2015
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Eugene Charles FlynnAegis Capital Corp.Oppenheimer & Co. Inc.08-10-2012
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-27-2012
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Evan Ira FischerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20004-18-2016
David Leon LynnAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.01-30-2015
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
Ventsislava Nicole VentsislavovaCitigroup Global Markets Inc.Oppenheimer & Co. Inc.01-03-2017
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Christian F GalloFieldpoint Private Securities, LLCOppenheimer & Co. Inc.10-09-2015
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Courtney Paige CarnevaleJanney Montgomery Scott LLCOppenheimer & Co. Inc.04-08-2015
Charles Steven ColchamiroJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.$2508-03-2018
Joseph Michael Fedorko Jr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.05-28-2009
Robert Ryan SkoffLPL Financial LLCOppenheimer & Co. Inc.09-21-2017
Ronald Gene WexlerLPL Financial LLCOppenheimer & Co. Inc.03-03-2017
Sean Peter RooneyLPL Financial LLCOppenheimer & Co. Inc.10-30-2015
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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