Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
William H BooneA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Peter Edward MohanA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.07-20-2020
Ronald Thomas OrrAegis Capital Corp.Oppenheimer & Co. Inc.$10004-05-2019
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.08-29-2018
Christopher Rice CallagyAegis Capital Corp.Oppenheimer & Co. Inc.07-21-2017
Dustin Mark VancottAegis Capital Corp.Oppenheimer & Co. Inc.04-06-2017
Eric Scott StromingerAegis Capital Corp.Oppenheimer & Co. Inc.$5012-23-2015
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Glenn Douglas GlazerAegis Capital Corp.Oppenheimer & Co. Inc.$10005-02-2014
Eugene Charles FlynnAegis Capital Corp.Oppenheimer & Co. Inc.08-10-2012
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-29-2012
David Bruce DruckerAegis Capital Corp.Oppenheimer & Co. Inc.09-16-2011
Linda Ann VenturaAllied Beacon Partners, Inc.Oppenheimer & Co. Inc.02-15-2012
Andrew Craig AxelrodAmerican Capital Partners, LLCOppenheimer & Co. Inc.$1002-01-2016
Christofer G FerrugiariAmerican Capital Partners, LLCOppenheimer & Co. Inc.02-02-2009
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Eric Travis RoarkAmeriprise Financial Services, LLCOppenheimer & Co. Inc.12-26-2018
Jason Raymond SaveyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.03-02-2018
Domenico Attillio CarlucciAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$3812-08-2017
Richard Burt CassAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5002-24-2017
Paul Marvin EpsteinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-02-2016
Evan Ira FischerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$20004-18-2016
David James LevinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2510-30-2015
David Leon LynnAmeriprise Financial Services, LLCOppenheimer & Co. Inc.01-30-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.