Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Kathryn M HiteAllgen Financial Advisors, Inc.PFS Investments Inc.05-04-2009
Donavan Anthony ThomasAllstate Financial Advisors, LLCPFS Investments Inc.03-05-2020
David John EchevarriaAllstate Financial Services, LLCPFS Investments Inc.07-10-2020
Nima GeramidahiAllstate Financial Services, LLCPFS Investments Inc.06-03-2020
Tod David RossAllstate Financial Services, LLCPFS Investments Inc.$7611-25-2019
Thomas Robert RogersAllstate Financial Services, LLCPFS Investments Inc.09-03-2019
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Jason Thomas VarugheseAllstate Financial Services, LLCPFS Investments Inc.04-27-2017
Terrishinski Harkness JrAllstate Financial Services, LLCPFS Investments Inc.04-05-2017
Nicholas Joseph BovaAllstate Financial Services, LLCPFS Investments Inc.01-28-2016
Michael MuiAllstate Financial Services, LLCPFS Investments Inc.08-07-2013
Michael Andre WeaverAllstate Financial Services, LLCPFS Investments Inc.03-05-2013
Octaviano Montejano JrAllstate Financial Services, LLCPFS Investments Inc.07-12-2011
Tamone PhengrasameeAllstate Financial Services, LLCPFS Investments Inc.05-25-2011
Robert Russell MoranAllstate Financial Services, LLCPFS Investments Inc.07-29-2009
Nicco Carizio BrownAlly Invest Securities LLCPFS Investments Inc.01-11-2018
Michael Dennis LanutoAmeriprise Financial Services, LLCPFS Investments Inc.10-29-2018
David StuartAmeriprise Financial Services, LLCPFS Investments Inc.10-11-2017
Grace Minerva Lopez-WilliamsAvantax Investment Services, Inc.PFS Investments Inc.05-04-2020
Timothy Curt WewerAvantax Investment Services, Inc.PFS Investments Inc.11-15-2019
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
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Showing 1 to 25 of 257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.