Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Dwayne JonesVALIC Financial Advisors, Inc.PFS Investments Inc.02-25-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
John Taylor NeuschwanderFarmers Financial Solutions, LLCPFS Investments Inc.03-26-2009
Tony WilliamsFarmers Financial Solutions, LLCPFS Investments Inc.04-07-2009
Jacob William CuthbertWaddell & ReedPFS Investments Inc.04-07-2009
Jim E CooperSagePoint Financial, Inc.PFS Investments Inc.04-14-2009
Kathryn M HiteAllgen Financial Advisors, Inc.PFS Investments Inc.05-04-2009
Walter Thomas SamuelsonAvantax Investment Services, Inc.PFS Investments Inc.05-12-2009
Gaye Rosa Masopust ErwinLPL Financial LLCPFS Investments Inc.05-20-2009
Jeffrey Lynn ReitzelMoney Concepts Capital CorpPFS Investments Inc.07-27-2009
Robert Russell MoranAllstate Financial Services, LLCPFS Investments Inc.07-29-2009
Eric Matthew StocktonLPL Financial LLCPFS Investments Inc.$2512-09-2009
Brandon Junior WhineryFarmers Financial Solutions, LLCPFS Investments Inc.01-15-2010
Mark Norman MillerLPL Financial LLCPFS Investments Inc.$5002-08-2010
Richard Allan Hill IILPL Financial LLCPFS Investments Inc.$2505-03-2010
Tyler Jody MayHorace Mann Investors, Inc.PFS Investments Inc.$2507-20-2010
Lindsay Lloyd HoyerWaddell & ReedPFS Investments Inc.07-26-2010
Elias Samir ShiheiberLPL Financial LLCPFS Investments Inc.$1,00009-01-2010
Gabriel Destin Lawrence PenfieldWaddell & ReedPFS Investments Inc.$2509-09-2010
Teresa Lynn RobinsonCountry Capital Management CompanyPFS Investments Inc.12-09-2010
Hugo Julio GarzonEdward JonesPFS Investments Inc.12-13-2010
Tamone PhengrasameeAllstate Financial Services, LLCPFS Investments Inc.05-25-2011
Aaron Alfred WilksThrivent Investment Management Inc.PFS Investments Inc.06-01-2011
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Showing 1 to 25 of 257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.