Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Francisco UriarteSecurities Management & Research, Inc.PFS Investments Inc.03-12-2020
Jacquelyn Carson HuntEquity Advisors, LLCPFS Investments Inc.02-07-2020
Marissa Abueg TanPFS Investments Inc.PFS Investments Inc.01-17-2020
Joaquia Lashell EasterPFS Investments Inc.PFS Investments Inc.01-17-2020
Kevin Oneal ThomasAXA Advisors, LLCPFS Investments Inc.11-27-2019
Gregory Michael GeorgandasFarmers Financial Solutions, LLCPFS Investments Inc.09-17-2019
Imad Ziad SharanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.07-24-2019
Derek Eugene RidgewayPFS Investments Inc.PFS Investments Inc.06-11-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Jose M. GarciaPFS Investments Inc.PFS Investments Inc.04-11-2019
Njideka Ifeyinwa ObijiakuCentric Capital Advisors, LLCPFS Investments Inc.03-26-2019
Christianna Angelle Ashley WoffordPFS Investments Inc.PFS Investments Inc.02-14-2019
Nicholas Joseph KrallPFS Investments Inc.PFS Investments Inc.02-13-2019
Rebecca BelouaPFS Investments Inc.PFS Investments Inc.02-05-2019
Mitch Hamilton BaileyQuest Capital Strategies, Inc.PFS Investments Inc.02-04-2019
Joel Martin SousaPFS Investments Inc.PFS Investments Inc.01-28-2019
Jose PlascenciaPFS Investments Inc.PFS Investments Inc.01-23-2019
Craig Roy HensleyPFS Investments Inc.PFS Investments Inc.01-22-2019
Jasper Tayag LomodPFS Investments Inc.PFS Investments Inc.01-22-2019
Elisabeth GreimanPFS Investments Inc.PFS Investments Inc.01-17-2019
Lucius Hosea SaffordPFS Investments Inc.PFS Investments Inc.01-11-2019
David Daniel LopezPFS Investments Inc.PFS Investments Inc.01-10-2019
Abraham CecenaAXA Advisors, LLCPFS Investments Inc.01-09-2019
John Michael LomberePFS Investments Inc.PFS Investments Inc.01-08-2019
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.