Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Richard ZeganAvantax Investment Services, Inc.PFS Investments Inc.01-20-2016
Javier Francisco SuarezAvantax Investment Services, Inc.PFS Investments Inc.12-02-2015
Tom Stuart SennAvantax Investment Services, Inc.PFS Investments Inc.11-30-2015
Cordell David HarringtonAvantax Investment Services, Inc.PFS Investments Inc.11-16-2015
Christopher D. RoeAvantax Investment Services, Inc.PFS Investments Inc.11-10-2015
Ramie M. HallowayAvantax Investment Services, Inc.PFS Investments Inc.10-30-2015
John Joseph DemarcoAvantax Investment Services, Inc.PFS Investments Inc.10-28-2015
Pamela Anne BettenhausenAvantax Investment Services, Inc.PFS Investments Inc.10-22-2015
Linda CruzAvantax Investment Services, Inc.PFS Investments Inc.10-20-2015
Sammie Lavar BuresAvantax Investment Services, Inc.PFS Investments Inc.09-30-2015
David Mark CharnotAvantax Investment Services, Inc.PFS Investments Inc.09-02-2015
Timothy J. RoeAvantax Investment Services, Inc.PFS Investments Inc.09-02-2015
Nita VaghaniAXA Advisors, LLCPFS Investments Inc.05-22-2009
Dale UnderhillCetera Financial Specialists LLCPFS Investments Inc.$1012-09-2010
Nino MigoyaChase Investment Services Corp.PFS Investments Inc.10-05-2009
Aurelio VillaCountry Capital Management CompanyPFS Investments Inc.01-26-2016
Michael SotoCountry Capital Management CompanyPFS Investments Inc.08-20-2009
David Bush WilkinsonHorace Mann Investors, Inc.PFS Investments Inc.07-16-2019
James Keith LobdellHorace Mann Investors, Inc.PFS Investments Inc.05-21-2018
Judith Sheble GarberHornor, Townsend & Kent, LLCPFS Investments Inc.12-14-2011
Kim Renea EkleInvestment Planners, Inc.PFS Investments Inc.04-10-2012
Desislava Angelova IvanovaJ.P. Morgan Securities LLCPFS Investments Inc.06-19-2014
Derrick L PalmerJ.P. Morgan Securities LLCPFS Investments Inc.05-20-2014
Andrew D. CohnKestra Investment Services, LLCPFS Investments Inc.10-03-2014
William Alexander EdgarMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.03-02-2017
Next Page »

Showing 1 to 25 of 81 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.