Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip James YunWoodbury Financial Services, Inc.PFS Investments Inc.10-21-2015
Jeffrey Carter JohnsonWoodbury Financial Services, Inc.PFS Investments Inc.10-02-2015
Nadine Therese BahaveolosWintrust Investments LLCPFS Investments Inc.06-28-2010
Lajuana Louise JohnsonVALIC Financial Advisors, Inc.PFS Investments Inc.06-11-2018
Heather Ann EberlinState Farm VP Management Corp.PFS Investments Inc.04-21-2015
Jason Alan FaustSII Investments, Inc.PFS Investments Inc.06-19-2012
Michael Andrew CoracySII Investments, Inc.PFS Investments Inc.05-25-2012
Duane Matthew HensonSII Investments, Inc.PFS Investments Inc.04-17-2012
Dixie Rosevelt ManningSII Investments, Inc.PFS Investments Inc.01-17-2012
Wayne Allen SchmitzSII Investments, Inc.PFS Investments Inc.01-04-2012
Steven Bruce LaneSII Investments, Inc.PFS Investments Inc.01-03-2012
Michael Lee Dunnigan Sr.SII Investments, Inc.PFS Investments Inc.$10011-15-2011
Daniel Richard ColvisSII Investments, Inc.PFS Investments Inc.$1009-19-2011
Carol Sue LloydPruco Securities, LLC.PFS Investments Inc.03-17-2016
Lucia Blair WebsterPNC InvestmentsPFS Investments Inc.05-19-2015
Richard Philip CapursoPNC InvestmentsPFS Investments Inc.01-18-2013
Nolan H. LanePFS Investments Inc.PFS Investments Inc.02-21-2019
James Gerard StantonPFS Investments Inc.PFS Investments Inc.02-05-2019
Juan MartinezPFS Investments Inc.PFS Investments Inc.01-14-2019
Samuel S. GutierrezPFS Investments Inc.PFS Investments Inc.01-10-2019
Allison Diane NetzelPFS Investments Inc.PFS Investments Inc.01-10-2018
Bilquis Africa ThomasPFS Investments Inc.PFS Investments Inc.01-27-2017
Refie UseniPFS Investments Inc.PFS Investments Inc.01-10-2017
Iranell SpannPFS Investments Inc.PFS Investments Inc.04-05-2016
Allison Diane NetzelPFS Investments Inc.PFS Investments Inc.03-30-2016
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.